abinash phulkonwar

2024-07-18

Democracy

"Democracy is not merely a form of government. It is primarily a mode of associative living, of conjoint communicated experience. It is essentially an attitude of respect and reverence towards fellow men" -> BR Ambedkar.

"A perverted form of government where the many rules in the interest of few" -> Aristotle

"A system where the multitude dominates politics, leading to chaos and eventually tyranny" -> Plato

"Political method by which people elect elites (ruler) in periodic competitive elections" -> Joseph Schumpeter

"Democracy is not majority rule; democracy is diffusion of power, representation of interests, recognition of minorities" -> John Calhoun

Thinkers

Socrates, Plato, Aristotle -> rule of mob or multitude; a perverted form of government

Rosseau -> Democracy reflects general will of people- support direct democracy

John Locke -> supported Representative Democracy- sovereign people governing through their representatives

JS Mill -> Representative democracy- 2 step shifted democracy

Winston Churchill -> Democracy is the worst form of government, except of all others. 

G.W Shaw -> Democracy is "the substitution of election by the incompetent many for appointment by the corrupt few" 

2 step shifted democracy: 1 step, people do not rule themselves, they elect representatives; 2nd step among those representatives some select rule (cabinet). Potential 3rd step among the cabinet some few actually rule.

Evaluation

Direct Democracy in Athens, Greece. Licchavis of Vaishali, Vajjian confederacy as repbulics in India.

Romans adopted the idea: Republic, rule by senate

Democracy remained obscured in the mediaeval era which witnessed large empires based on absolutist monarchy

With Renaissance, protestants and reformation movements, idea of democracy gained momentum in western Europe particularly England which became a constitutional monarchy after the glorious revolution- 1689

With the enlightenment movement led by the bourgeois class, individualism, rationality, idea of social contract was gaining ground; democracy was enticing idea to propel these thoughts

French revolution spurred the idea: liberty, equality, citizen rights were linked to the idea of democracy

Social contract theory of Hobbes, Locke, Rousseau, Kant, etc. made democracy the preferred form of government but it was not classical democracy but was liberal democracy, that is, democracy tempered by the liberal doctrine of individualism, rights, limited state, representative rule, constitutionalism, etc.

Through colonialism, idea of democracy spread to Asia, Africa, and wherever England has its colonies

Free America further propelled the idea: it became the first fully functional democratic republic in 1789

1st world war brought radical changes: with the demise of many empires, ideas of equal worth, rights, popular will, etc. gained momentum. Between 1828-120, 28 nation-states in Europe adopted democracy

Socialist movements, and anti-colonial movements during inter-war period further expended the idea of democracy

After 2nd world war sudden wave of decolonization resulted into large number of Asian and African post-colonial states becoming democracies

Currently, 167 (59 full democracies) out of 195 countries in the world are considered democracies in some form

EIU -> full democracies, flawed democracies, hybrid regimes, authoritarian regimes

3 Waves of Democratization

The Third Wave: Democratization in the Late Twentieth Century, 1991 - Samuel P. Huntington

Frist Wave: 1828-1926

Gradual emergence of liberal democracies in 1st world

Industrial revaluation, modernization and rise of nation-sate in North America, Uk and western Europe, 29 democracies

Ended with rise of fascism in 1920s

Reverse wave: Fascism, great depression, World War 2 - only 12 remained by 1942

Second Wave: 1943-1962

Post war era, restoration of democracies in West Germany, Japan, Italy, in many countries of Europe by Allied powers led by the USA

De-colonization produced many democracies in Asia and Africa - India, Sri-Lanka, Ghana, Indonesia

Ended during 1960s - many nations revered to authoritarian rule (Greece and several countries in Latin America - Brazil, Argentina, Peru, Mexico)

Third Wave: 1974-2000

Started in 1974 in Portugal, followed in Greece and Spain, spread to Eastern Europe, then to Latin America, Africa and Asia

Factors: rise of a global middle class, the spread of information technology, and the increased pressure from international organizations for countries to democratize, Disintegration of USSR added fuel to the democratization process

Strongest in Latin America, then Asia, and least in sub–Saharan Africa and Middle East

28% (1975) to 61*(1998) nations adopted democracy

Cornerstone or Foundation of Democracy

Equality: Each human has equal worth and dignity. Rule of law, no discrimination based on race, religion, caste, gender, language, culture

Equity: Proportional equality- un-equals treated unequally

Liberty: Liberty and autonomy of individuals ensured Civil Liberties - freedom of speech, conscience

Justice: Social arrangement ensuring both procedural and substantive justice. Fairness and justice in distribution of social goods

Rights: Protective fundamental rights of the citizens

Fraternity: Denotes social solidarity, comraderies based on respect for each other

Essential Pre-requisite for Democracy

  1. Popular sovereignty
  2. Limited and constitutional state
  3. Guaranteed fundamental rights
  4. Free press and media
  5. Active and strong civil society
  6. Protection of minority rights
  7. Independent judiciary
  8. Free and fair election
  9. Constitutionalism in letter and spirit

Challenges to Democracy as Practice

  1. How can people rule themselves? expertise?
  2. Dilemma of collective decision making- slow and tardy decision making. Arrow's impossibility theorem - there is no perfect voting system that can consistently produce fair and rational collective decisions based on individual preferences
  3. Majoritarianism - Tyranny of majority and populism
  4. Decline of trust in institutions
  5. Avoid oligarchic tendencies of liberal democracy

Types of Democracy

Direct Democracy:

  • Athenian democracy
  • Popular democracy
  • citizen as rulers, limited citizenship, direct participation, Civic virtue and the common good

Representative Democracy:

Liberal democracy- individual rights, rule of law, constitutionalism, independent judiciary, separation of power, procedural justice (it considered aggregative democracy, everyone has different ideas and thoughts) 

Participatory Democracy:

People actively take part in decision making and their implementation

Substantive Democracy: closer to direct democracy

Thinker -> Rousseau, Machperson, Hanah Arendt, Carole Pateman, Seyla Benhabib, Benjamin Barber, Mansbridge, John Dewey etc.

Deliberative Democracy

Social decisions/public policy by reasoned and inclusive public deliberation

Against the "aggregative" modal of democracy it is "transformative" and "discursive" model of democracy

It is an integration of popular sovereignty and liberal democracy

Thinkers -> Rousseau, John Rawls, David Miller, J. Drysek, Walzer, Bernard Manin, Fishkin, Amy Gutmann, Dennis Thompson etc.

Cosmopolitan Democracy

Extension of democratic principles and practices beyond the nation-state to the global level

All people are entitled to equal respect, rights and consideration, no matter what their citizenship status or national affiliations happen to be

All people are citizens of the world and that they should have a voice in the decisions that affect them, regardless of their nationality

Transnational citizenship, commitment to universal human rights, direct participation of citizens/communities on global decision making, bypassing hierarchical and formal national authorities

Democratic global institutions, global society participation, global deliberation and public sphere, global justice, focus on tackling climate, pandemics, terrorism etc.

Thinkers -> Immanuel Kant, David held, Daniele Archibugi, Ulrich Beck, Thomas Pogge, Seyla Benhabib, Richard Falk, Mary Kaldor

Polyarchy

Introduce by Robert Dahl in his book "Polyarchy; participation and opposition" 1971

His view Polyarchy: individual by multiple channels participate in politics, one through voting and other one through community. Power is not in one entity, it spread out in multiple communities, power is distributed

Associational Autonomy: Polyarchies allow citizens to form and join diverse interest groups, political partices, and associaltions

Alternative Information: Citizens in polyarchies have access to diverse sources of information- state and non-state

Rule of Law, Civil Liberties, Limited Government Powers, Competitive Elections, Pluralism

Social Democracy

Intergration of socialism and liberalism, both values exist. Individual rights, market and liberty exist with social values like welfare, social justice, equality, and minority rights.

Flawed Democracies

Guided Democracy

democratic processes exist, but they are heavily controlled or guided by a centralized authority, such as a single party or a dominant leader.

Audience Democracy

Government pays close attention to public opinion and adjusts its policies accordingly, but does not fully respect the rights of minorities or allow for meaningful opposition

Delegative Democracy

Elected leaders have wide-ranging powers and are not accountable to the legislature or the judiciary

Populist Democracy

Leaders gain power by appealing to the emotions, grievances, and desires of the majority population, often through anti-establishment rhetoric and promises to address popular concerns

Managed Democracy

Elections are held, but the process is tightly controlled to ensure specific outcomes. This control can involve manipulating electoral rules, limiting opposition candidates, or influencing media coverage

Exclusive Democracies

Certain groups of people are excluded from political participation, such as women, minorities, or the poor

Domain Democracies

Government restricts political participation to a narrow elite

Bureaucratic Authoritarianism

A system of government in which the bureaucracy has a great deal of power, and the government is not accountable to the people

Types of Democratic Forms of Government

On The Basis of Decentralization

Unitary

All governing powers are concentrated in the central government. Administrative divisions at regional and local levels exercise only those power that the centeral government has delegated to them

Federalism

AT least two layers of government, both drawing power and autonomy from a written constitution that is subject to specific amendment procedures and judicial review by independent courts

On The Basis of Relation Between Executive and Legislature

Parliamentary: Executive emerges from legislature and accountable to it. head of the state - constitutional monarch or elected- have nominal power.

Presidential: Executive and parliament both elected directly. Executive accountable to people directly, not through parliament. Head of state and government one and same.

Semi-Presidential: Head of state- president and parliament both elected directly. President appoints PM- head of government- who is leader of majority party/coalition in parliament. Both head of state and head of government exercise real power. Head of state directly accountable to people, head of government accountable to people through parliament.

Constitutional Monarchy

A monarch is the head of state, but their power is limited by a constitution. The monarch is usually responsible for ceremonial duties, such as opening parliament and signing laws. Real Power is exercised by the head of the government, which is accountable to the people through parliament.

Challenges to Liberal Democracy

Representative Democracy criticized as nominal or notional democracy. J.S. Mill derided it by calling it "two-step shifted democracy". Formal equality of opportunity, negative liberty, negative rights, limited state.

Elite rule in the name of democracy

Its support to capitalism, which is considered an exploitative and unequal economic system.

It's focus on individualism negative liberty and negative rights makes it favorable only to the privileged class

Justice in liberal democracy is procedural not substantive

By focusing more on rationalism and individualism it promotes atomized society of self-interested individuals

By creating a dichotomy of public versus private liberal democracy has denied equal rights to women

Its focus on elaborate rules regulations and institutions mechanism has made it structured and exclusive

Liberalism is also associated with colonialism, two world wars, racism, and cultural hegemony

Its linkage to neo-liberal globalization, universalism in the name of human rights, democracy, and development